QP CAPITAL

Compliance Manager

Here is an opportunity to join one the the nation's top Financial Institutions. The opportunity for advancement is only limited by your imagination. The responsibilities of the compliance manager include but are not limited to: Implement and manage an effective legal compliance program. Develop and review company policies. Advise management on the company's compliance with laws and regulations through detailed reports. Create and manage effective action plans in response to audit discovers and compliance violations. Regularly audit company procedures, practices, and documents to identify weeknesses or risk. Assess company operations to determine compliance risk. Ensure all Employess are educated on the latest regulations and processes. Resolve employee concerns about legal compliance.